🌟 About Genpact Process Developer – FINRA Supervision
Genpact (NYSE: G) is a global professional services firm that delivers solutions shaping the future of business. With 125,000+ professionals spread across 30+ countries, we transform enterprises, including the Fortune Global 500, by leveraging deep industry expertise, AI-driven insights, and digital operations services. Our purpose? The relentless pursuit of a world that works better for people. 🚀
Our culture values innovation, agility, and inclusivity, making Genpact the ideal place for professionals who seek to challenge themselves and drive meaningful change in the financial services industry.
💼 Job Title: Process Developer – FINRA Supervision
📍 Location: Gurugram
🕒 Employment Type: Full-time, Permanent
📅 Experience Required: 2 – 5 years
🌟 About the Role
As a Process Developer – FINRA Supervision, you will play a key role in overseeing and supervising the sales practices of investment representatives. Your primary responsibilities will include monitoring, analyzing, and ensuring compliance with FINRA regulations. This role requires a keen analytical mindset, deep understanding of financial markets, and the ability to interpret complex regulatory guidelines.
If you are someone who is detail-oriented, driven, and eager to work in a fast-paced financial environment, then this role is for you! 🚀
🔍 Key Responsibilities
✅ Sales Supervision: Oversee and review sales practices of investment representatives, ensuring compliance with FINRA regulations.
✅ Regulatory Compliance: Maintain strict adherence to industry standards and company policies.
✅ Financial Products Knowledge: Apply deep understanding of stocks, bonds, mutual funds, and other financial instruments.
✅ Process Optimization: Identify areas of improvement to streamline supervision processes and enhance efficiency.
✅ Risk Management: Identify potential risks in trade transactions and escalate issues when necessary.
✅ Data Analysis: Conduct in-depth research on sales transactions to ensure compliance with regulatory requirements.
✅ Client Interaction: Work closely with internal teams, clients, and regulatory bodies to maintain transparency and uphold financial integrity.
✅ Continuous Learning: Stay updated on evolving financial laws, industry regulations, and certification requirements.
📅 A Day in the Life of a Process Developer – FINRA Supervision
Your daily routine will involve:
☕ Morning Briefing: Review updates on regulatory guidelines and internal policies.
📊 Data Analysis: Scrutinize financial transactions, investment reports, and client portfolios.
📞 Meetings & Discussions: Engage with compliance officers, internal auditors, and investment representatives.
🔍 Risk Assessment: Analyze trade activities to detect irregularities and potential compliance breaches.
📋 Reporting: Prepare detailed reports on compliance checks and risk assessments.
🎓 Training & Development: Participate in ongoing learning sessions to enhance industry knowledge and maintain FINRA certifications.
🎯 Required Qualifications
🎓 Education:
- Bachelor’s Degree in Commerce, Finance, Accounting, or a related field.
- MBA (Finance & Banking) preferred but not mandatory.
💡 Skills & Competencies:
- Excellent analytical and problem-solving skills.
- Strong verbal and written communication.
- Proficiency in MS Office (Excel, Word, Outlook).
- Attention to detail and ability to identify financial discrepancies.
- Capability to handle high-pressure environments and tight deadlines.
- Basic knowledge of stock markets, trade transactions, and investment products.
🌟 Preferred Qualifications
✅ FINRA Certifications: SIE, Series 7 & 24 (Highly Advantageous).
✅ Experience in financial risk analysis and trade supervision.
✅ Certificates in Indian Stock Market courses or other financial regulatory programs.
🚀 Why Join Genpact?
At Genpact, we believe in continuous learning, professional growth, and industry leadership. Here’s why this role is a great opportunity:
🏆 Career Growth: Opportunity to climb the corporate ladder with structured learning and promotions.
📈 Global Exposure: Work with top financial firms and regulatory bodies worldwide.
💡 Innovation-Driven Culture: Be part of a team that values new ideas and strategic thinking.
🌍 Inclusive Work Environment: We celebrate diversity and foster a culture of equity and inclusion.
🎓 Training & Development: Access to exclusive courses, workshops, and certifications to boost your career.
💰 Compensation & Benefits
We offer competitive salaries and an attractive benefits package, including:
💼 Health & Wellness: Medical, dental, and vision insurance for employees and dependents.
🏡 Work-Life Balance: Paid time off, holidays, and volunteer leave.
📈 Financial Security: 401(k) plan with employer contributions.
🎓 Learning & Development: Sponsored certifications and training programs.
🏆 Recognition & Rewards: Employee appreciation programs and performance bonuses.
📢 Join Us & Make an Impact!
If you’re looking for a challenging yet rewarding career in financial supervision, Genpact is the right place for you. Apply today and be part of a dynamic team that is shaping the future of financial compliance!
📩 Apply Now!
🔒 Equal Opportunity Employer
Genpact is committed to creating a dynamic work environment that values respect, integrity, customer focus, and innovation. We ensure equal opportunity for all applicants, regardless of race, gender, age, nationality, disability, or any other legally protected characteristic.
🚫 Beware of Scams: Genpact does NOT charge fees to process job applications. If you are asked to pay for job-related expenses, please report it immediately.
🌍 About Genpact’s Global Presence
With offices in 30+ countries, including major financial hubs such as New York, London, Gurugram, and Singapore, Genpact partners with the world’s leading enterprises to deliver digital transformation and regulatory compliance solutions.
🌟 Be part of our mission to shape the future of finance and compliance!
